Case Study #1401

The Issue:
The Client was a growing, profitable and producing General Securities Broker Dealer. They wished to participate in an opportunity which would require a staff double in size to their current operation. They could build to accomplish this growth, but this would take time – and the opportunity at hand required they be operational at this new level in a matter of weeks…
(More on case study #1401)


Case Study #7802
The Issue:
A large regional bank wanted to expand its services by offering on-line banking and brokerage services to its clients. .To that end, the Bank wanted to purchase a turnkey profitable, clean, On-Line General Securities brokerage with an existing client base… (More on case study # 7802)