In selling a Broker Dealer or Registered Investment
Advisor (RIA), it is important for us know what you are
interested in accomplishing. Given the regulatory hurdles
involved in selling a Broker Dealer, it is well to note that if the transaction
is not properly structured, there can be significant down
time for the Broker Dealer. Broker Dealer Market specializes in this
niche market and can guide through a smooth transition. Typical
questions asked by Sellers of Broker Dealers and RIA's are Whats
my company worth? and How long does it take?
Broker Dealer Market provides a free confidential consultation
helping you to establish the top asking price for your business.
We will assist you in every way possible to match your parameters
with a buyer, and we will qualify them before any introductions
The time required from initial request to closing date will
vary depending on a number of factors- complexity of the arrangements,
how prompt the parties are producing the necessary documentation,
and what kind of work load the regulators are under at time
of submission of documentation. Market conditions can also
be a factor.
However, if structured correctly, it is possible to sell an
operational Broker Dealer or RIA to a buyer with no downtime.
process provides a general overview of the process,
but is incomplete. If you move forward with Broker Dealer
Market, you will be sent a set of instructions and procedures
that must be followed.